Compliance

Regulatory posture and controls.

Active frameworks
SOC 2 Type II
PCI DSS Level 1
ISO 27001
GLBA
BSA/AML
OFAC
Open findings
  • Q3 KYC refresh — 24 accounts
  • Vendor risk review — 3 pending
  • Access review — completed
Upcoming audits
  • SOC 2 — Sep 15, 2026
  • PCI — Nov 3, 2026
  • Internal — Aug 20, 2026
Training completion
  • BSA/AML: 98%
  • OFAC: 96%
  • Data privacy: 100%